-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qy6HIVqVW1Hptg6zsjZrD4OV5bRpb9zz9mwV1XWyNlWZhfux8DlFYNAPiMklECNt 4spzdwbwtaoFfc7ccPDK0g== 0001269678-04-000153.txt : 20040825 0001269678-04-000153.hdr.sgml : 20040825 20040825114522 ACCESSION NUMBER: 0001269678-04-000153 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040825 DATE AS OF CHANGE: 20040825 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RUSH FINANCIAL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000884892 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 752375969 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-53961 FILM NUMBER: 04995790 BUSINESS ADDRESS: STREET 1: 13355 NOEL RD STREET 2: STE 300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9724506000 MAIL ADDRESS: STREET 1: 13355 NOEL RD STREET 2: STE 300 CITY: DALLAS STATE: TX ZIP: 75240 FORMER COMPANY: FORMER CONFORMED NAME: RUSHMORE FINANCIAL GROUP INC DATE OF NAME CHANGE: 19971211 FORMER COMPANY: FORMER CONFORMED NAME: RUSHMORE CAPITAL CORP DATE OF NAME CHANGE: 19971209 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MOORE DEWEY M CENTRAL INDEX KEY: 0001279428 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: PO BOX 428 CITY: HUGHES SPRINGS STATE: TX ZIP: 75656 BUSINESS PHONE: 9086392516 MAIL ADDRESS: STREET 1: PO BOX 428 CITY: HUGHES SPRINGS STATE: TX ZIP: 75656 SC 13G 1 rush082004sc13g.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 0)* RUSH FINANCIAL TECHNOLOGIES, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $0.01 - -------------------------------------------------------------------------------- (Title of Class of Securities) 781847 10 8 - -------------------------------------------------------------------------------- (CUSIP Number) August 20, 2004 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Settlement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G - -------------------------------------------------------------------------------- CUSIP No.781847 10 8 Page 2 of 4 Pages -------- -------- - -------------------------------------------------------------------------------- - ------------ ------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Dewey M. Moore I.R.S. Identification No. - ------------ ------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - ------------ ------------------------------------------------------------------- 3 SEC USE ONLY - ------------ ------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------ ------------------------------------------------------------------- - ------------ ------------------------------------------------------------------- - ------------ ------------------------------------------------------------------- 5 SOLE VOTING POWER Number of 2,689,057 Shares --------- ------------------------------------------------- Beneficially 6 SHARED VOTING POWER Owned by Each 122,674 Reporting --------- ------------------------------------------------- Person 7 SOLE DISPOSITIVE POWER With 2,689,057 --------- ------------------------------------------------- 8 SHARED DISPOSITIVE POWER 122,674 - ------------ ------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,811,731 - ------------ ------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - ------------ ------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 14.1% - ------------ ------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ ------------------------------------------------------------------- Item 1. (a) Name of Issuer: Rush Financial Technologies, Inc. (b) Address of Issuer's Principal Executive Offices: 13355 Noel Road, Suite 300 Dallas, TX 75240 Item 2. (a) Name of Person Filing: Dewey M. Moore (b) Business Address: Highway 49 South Hughes Springs, TX 75656 (c) Citizenship: USA (d) Title of Class of Securities: Rush Financial Technologies, Inc. Common Stock (e) CUSIP Number 781847 10 8 Item 3. Not applicable Item 4. Ownership (a) Amount beneficially owned: 2,689,057 shares (includes 50,000 warrants) (b) Percent of class: (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 2,689,057 shares. ---------------- (ii) Shared power to vote or to direct the vote 122,674 . -------------- (iii) Sole power to dispose or to direct the disposition of 2,689,057 shares . ----------------- (iv) Shared power to dispose or to direct the disposition of 122,674 . ------------- Item 5. Ownership of Five Percent or Less of a Class Not applicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported On By the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification (a) Not applicable (b) By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my information and belief, I certify that the information set forth in this statement is true, complete, and correct. August 20, 2004 - --------------- Date By: /S/ Dewey M. Moore ------------------------------- Dewey M. Moore -----END PRIVACY-ENHANCED MESSAGE-----